Structure based storage, query, update and transfer of tree-based documents

ABSTRACT

Data is represented as a tree structure. A structure identifier (ID) that mathematically defines a structure of the tree structure is calculated. The structure ID is a representation of the structure of the tree structure and is independent of node names and node values of the tree structure. A mapping of the structure ID to the tree structure is stored.

RELATED APPLICATIONS

This application is a continuation of and claims priority to and claimsthe benefit of U.S. patent application Ser. No. 11/944,713 titled“STRUCTURE BASED STORAGE, QUERY, UPDATE AND TRANSFER OF TREE-BASEDDOCUMENTS,” which was filed in the United States Patent and TrademarkOffice on Nov. 26, 2007, which has a current status of “Allowed,” andwhich is incorporated herein by reference in its entirety. Thisapplication is also related to U.S. patent application Ser. No.11/944,726 titled “STRUCTURE BASED STORAGE, QUERY, UPDATE AND TRANSFEROF TREE-BASED DOCUMENTS,” which was filed in the United States Patentand Trademark Office on Nov. 26, 2007, and which has a current status of“Allowed,” and is related to U.S. patent application Ser. No. 12/879,876titled “STRUCTURE BASED STORAGE, QUERY, UPDATE AND TRANSFER OFTREE-BASED DOCUMENTS,” which was filed in the United States Patent andTrademark Office on Sep. 10, 2010, both of which are incorporated hereinby reference in their entirety.

BACKGROUND

This invention relates to a method for storing, querying, updating, andtransferring documents, and in particular to the storing, querying,updating, and transferring of tree-based documents based on treestructure.

XML is used in a wide variety of applications as a format for storingand transferring data. However, the current techniques of storing andtransferring XML data experience a number of disadvantages, some ofwhich are listed below:

1. Significant Transfer of Redundant Data Involved

-   -   It is generally the case that together with the actual data        values which are transferred, XML element and attribute names        are also transferred, or an entire XML document is transferred        even though only a portion of the document has in fact changed.        When data is passed across the network, data redundancy causes        unnecessary usage of network bandwidth. Further, significant        parsing may be involved on the receiver's end to extract the        actual data content.        2. Context of Transferred Data Revealed    -   If XML data is transferred unencrypted, the element and        attribute names and values can reveal the context of the data.        For example, tags such as:        -   <CreditCardNumber>12345 . . . </CreditCardNumber>    -   reveal sensitive information.    -   Even if label-path based expressions such as XPath are used to        identify information in an XML document, such expressions        contain the attribute and element names of the document. An        unencrypted expression such as Account/CreditCardNumber used in        querying the document still reveals the context of the        information queried.    -   Conversely, if the XML data is encrypted to hide the context of        the information being transferred, additional overhead for        encryption is incurred, which contributes to the complexity and        slowing-down of the data transfer operation.        3. Necessary for Both Sender and Receiver to Refer to Identical        Metadata Values    -   This drawback is illustrated with reference to the following XML        code:

<student id = “S001”>    <subject Id>SBJ001</subject Id>   <marks>75</marks> </student>

-   -   In this example, it is assumed that the value of marks is to be        communicated by the sender to the receiver. Using conventional        methods, this is achieved by referring to the element name        “marks.” If, however, the metadata referring to the data value        are in different languages on the sender's side and receiver's        side, for example if the metadata is in Japanese on the sender        side and in English on the receiver side, the communication        fails if the path expression uses a label-based syntax such as        XPath.        4. Data Cannot be Filtered by Processing a Concise        Representation of XML    -   Conventional techniques require the XML document to be parsed        when data needs to be extracted from the document. This is        computationally intensive and time consuming.        5. Context of Stored Data Revealed    -   Databases which store XML data, store the data along with the        element and attribute names. Hence if the element and attribute        names are unencrypted, the context of the information will be        revealed to anyone having sufficient privilege to access the        database, for example an administrator. If XML data is to be        stored in a site hosted by a third-party vendor without        revealing the context of the data, there is at present no        alternative way to achieve this with present techniques, other        than by encryption.

There are at present no known methods which address all the abovedisadvantages together.

The first disadvantage is only partially addressed with the conventionalmethods of passing label path-based expressions to identify the requireddata value without transferring the entire document.

For example, for the following XML data:

Library.xml <Library>    <Book id=“B001”>       <Title>NumericalAnalysis</Title>       <Author>Fred Jones</Author>    </Book>   <Journal id=“J001”>       <Title>Journal of Mathematics</Title>      <Year>2006</Year>       <Volume>12</Volume>    </Journal></Library>the Title of the Journal is referred by the expressionLibrary/Journal/Title or //Journal/Title. However this expression stillreveals the context of the data. Further, such expressions can bythemselves lead to appreciable data redundancy especially when theattribute and element names, and the levels of nesting of the documentare large.

The transfer of redundant data may be ameliorated by stripping themetadata (such as XML tags, attributes, etc.) from the data content.However, a problem then arises identifying data sent without meta-databy a receiver. The following example of a receiver receiving XML data toupdate an object database, illustrates this problem:

The XML data stored in the database is:

<student id=“S001” name=“Sumit” age=“15” addressId=“A001”>   <subject>History</subject>    <marks>75</marks> </student> <addressid=“A001”>    <houseNumber>10</houseNumber>    <street>GreenAvenue</street>    <city>Bangalore</city>    <country>India</country>   <PIN>560012</PIN> </address>

It is assumed that the student's mark is to be changed from 75 to 78.Sending this data (i.e., the new mark ‘78’) without meta-data such asXML tags raises the problem of how the receiver is to identify, firstly,which record the data belongs to (student or address), and secondly,which field the data belong to.

Wang et al., “ViST: A Dynamic Index Method for Querying XML Data by TreeStructures,” Proceedings of the ACM SIGMoD International Conference onManagement of Data, 2003, p 110-121, describe an index structure forsearching XML documents. By representing both XML documents and XMLqueries in structure-encoded sequences, it is shown that querying of XMLdata is equivalent to finding subsequence matches. Unlike index methodsthat disassemble a query into multiple sub-queries, and then join theresults of these sub-queries to provide the final answers, ViST usestree structures as the basic unit of a query to avoid expensive joinoperations. ViST further provides a unified index on both content andstructure of the XML documents, hence it has a performance advantageover the methods indexing either just content or structure. ViSTsupports dynamic index update, and it relies solely on B+Trees withoutusing any specialized data structures that are not well supported byDBMSs. Structure-encoded sequences as described in ViST however includesthe element and attribute names and values as part of thestructure-encoded sequences, which reveal the context of the data.

However, there is still a need for a method of handling XML data (andother tree-based documents) using a structure-based processing techniquethat addresses and ameliorates one or all of the above describeddisadvantages.

BRIEF SUMMARY

According to an aspect of the invention, a method for storing datacomprises representing the data as a tree structure, calculating astructure ID for the tree structure, the structure ID being arepresentation of the tree structure and independent of node names andnode values of the tree structure, and storing a mapping of thestructure ID to the tree structure.

According to a further aspect of the invention, a method for processingdata stored as a tree structure identifiable by a structure ID comprisesreceiving a structure ID, receiving a first node ID, identifying a treestructure corresponding to the structure ID, and identifying a nodewithin the tree structure corresponding to the first node ID. Theidentified node is then subject to further processing.

According to a further aspect of the invention, a data transfer methodcomprises receiving a structure ID identifying a tree structure,receiving a node ID identifying a node within the tree structure,constructing transfer data according to a predetermined format, thepredetermined format including at least the structure ID and the nodeID, and transferring the constructed transfer data to a receiver.

According to a further aspect of the invention, a data receiving methodfor receiving transfer data containing therein a structure ID and a nodeID comprises extracting the structure ID and the node ID from thetransfer data, identifying a tree structure represented by the structureID, identifying a node within the tree structure represented by the nodeID, and operating on the identified node.

According to a further aspect of the invention, a method for routingdata to a subscriber, comprises receiving a document name identifying adocument storing the subscribed data, receiving a fragment IDidentifying a tree fragment in which subscribed data is stored,identifying a tree having a structure ID mapping to the receiveddocument name, identifying a fragment in the tree having a fragment IDmatching the received fragment ID, retrieving node values of thefragment from the tree, and routing the node values to the subscriber.

According to a further aspect of the invention, a method for filteringdata comprises receiving a structure ID, determining if a structurehaving a predetermined fragment ID is present in a tree represented bythe received structure ID, determining node IDs of the nodes of thestructure, retrieving from a data store node values corresponding to thenode IDs.

BRIEF DESCRIPTION OF THE SEVERAL VIEWS OF THE DRAWINGS

Aspects of and one or more embodiments of the present invention will nowbe described with reference to the drawings, in which:

FIG. 1A shows an exemplary XML document.

FIG. 1B shows a corresponding tree structure of the XML document of FIG.1A.

FIG. 1C shows the tree structure of FIG. 1B without node names andvalues.

FIG. 2A illustrates an exemplary tree structure.

FIG. 2B illustrates an exemplary tree structure.

FIG. 3 shows a sub-tree of the tree of FIG. 2A.

FIG. 4 illustrates a structure-based routing arrangement.

FIG. 5A shows an exemplary XML document and corresponding treestructure.

FIG. 5B shows an XML fragment of the document of FIG. 5A, andcorresponding tree fragment.

FIG. 5C shows an XML fragment of the document of FIG. 5A, andcorresponding tree fragment.

FIG. 6 illustrate an exemplary data routing/transfer arrangement.

FIG. 7A shows exemplary XML data and a corresponding tree structure.

FIG. 7B shows exemplary XML data and a corresponding tree structure.

FIG. 8 illustrates a structure-based query.

FIG. 9 illustrates a data query arrangement.

FIG. 10 illustrates a structure-based filtering arrangement.

FIG. 11A shows exemplary XML data and a corresponding tree structure.

FIG. 11B shows exemplary XML data and a corresponding tree structure.

FIG. 11C shows exemplary XML data and a corresponding tree structure.

FIG. 11D shows exemplary XML data and a corresponding tree structure.

FIG. 11E shows exemplary XML data and a corresponding tree structure.

FIG. 12 shows a schematic block diagram representation of a generalpurpose computer system embodying the described invention.

DETAILED DESCRIPTION

Overview

Described is a technique to uniquely represent the structure of XMLdocuments and fragments of such documents by a numerical value referredto as a structure ID. The structure ID may be utilised by routers toroute XML documents.

Transferring of data is achieved without passing metadata that mayreveal the context of the information being transferred. This isrealized by using metadata such as node IDs, rather than nodenames/labels such as XML tags. In this manner the overheads associatedwith encrypting data are avoided. Further, metadata names referring todata values in a document may be different on the sender's andreceiver's side. Globalization issues, such as where names referring toidentical data values are stored in different languages across theclients and servers, are also resolved.

Data is represented in a concise form that can be manipulated to extractmetadata about the required information. The actual information can bequeried from a data store using metadata obtained during a filteringprocess. A concise representation of the document can hence betransferred, instead of the much larger actual document. Data values arestored without context revealing metadata. In this manner, the contextof the information is not revealed.

The disclosed invention may be implemented using a computer system 1200,such as that shown in FIG. 12 wherein the processes described may beimplemented by software, such as one or more application programsexecutable within the computer system 1200. In particular, the steps ofthe process are affected by instructions in the software that arecarried out within the computer system 1200. The instructions may beformed as one or more code modules, each for performing one or moreparticular tasks. The software may be stored on a computer readablemedium, including the storage devices described below, for example. Thesoftware is loaded into the computer system 1200 from the computerreadable medium, and then executed by the computer system 1200. Acomputer readable medium having such software or computer programrecorded on it is a computer program product. The use of the computerprogram product in the computer system 1200 preferably affects anadvantageous apparatus for transferring, storing, and otherwisemanipulating tree-based data, such as XML data.

As seen in FIG. 12, the computer system 1200 is formed by a computermodule 1201, input devices such as a keyboard 1202 and a mouse pointerdevice 1203, and output devices including a printer 1215, a displaydevice 1214 and loudspeakers 1217. An external Modulator-Demodulator(Modern) transceiver device 1216 may be used by the computer module 1201for communicating to and from a communications network 1220 via aconnection 1221. The network 1220 may be a wide-area network (WAN), suchas the Internet or a private WAN. Where the connection 1221 is atelephone line, the modem 1216 may be a traditional “dial-up” modem.Alternatively, where the connection 1221 is a high capacity (e.g.,cable) connection, the modem 1216 may be a broadband modem. A wirelessmodem may also be used for wireless connection to the network 1220.

The computer module 1201 typically includes at least one processor unit1205, and a memory unit 1206 for example formed from semiconductorrandom access memory (RAM) and read only memory (ROM). The module 1201also includes a number of input/output (I/O) interfaces including anaudio-video interface 1207 that couples to the video display 1214 andloudspeakers 1217, an I/O interface 1213 for the keyboard 1202 and mouse1203 and optionally a joystick (not illustrated), and an interface 1208for the external modem 1216 and printer 1215. In some implementations,the modem 1216 may be incorporated within the computer module 1201, forexample within the interface 1208. The computer module 1201 also has alocal network interface 1211 which, via a connection 1223, permitscoupling of the computer system 1200 to a local computer network 1222,known as a Local Area Network (LAN). As also illustrated, the localnetwork 1222 may also couple to the wIDe network 1220 via a connection1224, which would typically include a so-called “firewall” device orsimilar functionality. The interface 1211 may be formed by an Ethernetcircuit card, a wireless Bluetooth™ or an IEEE 802.11 wirelessarrangement.

The interfaces 1208 and 1213 may afford both serial and parallelconnectivity, the former typically being implemented according to theUniversal Serial Bus (USB) standards and having corresponding USBconnectors (not illustrated). Storage devices 1209 are provided andtypically include a hard disk drive (HDD) 1210. Other devices such as afloppy disk drive and a magnetic tape drive (not illustrated) may alsobe used. An optical disk drive 1212 is typically provided to act as anon-volatile source of data. Portable memory devices, such optical disks(e.g., CD-ROM, DVD), USB-RAM, and floppy disks for example may then beused as appropriate sources of data to the system 1200.

The components 1205 to 1213 of the computer module 1201 typicallycommunicate via an interconnected bus 1204 and in a manner which resultsin a conventional mode of operation of the computer system 1200 known tothose in the relevant art. Examples of computers on which the describedarrangements can be practised include IBM-PC's and compatibles, SunSparcstations, Apple Mac™ or alike computer systems evolved therefrom.

Typically, the application programs discussed above are resident on thehard disk drive 1210 and read and controlled in execution by theprocessor 1205. Intermediate storage of such programs and any datafetched from the networks 1220 and 1222 may be accomplished using thesemiconductor memory 1206, possibly in concert with the hard disk drive1210. In some instances, the application programs may be supplied to theuser encoded on one or more CD-ROM and read via the corresponding drive1212, or alternatively may be read by the user from the networks 1220 or1222. Still further, the software can also be loaded into the computersystem 1200 from other computer readable media. Computer readable mediarefers to any storage medium that participates in providing instructionsand/or data to the computer system 1200 for execution and/or processing.Examples of such media include floppy disks, magnetic tape, CD-ROM, ahard disk drive, a ROM or integrated circuit, a magneto-optical disk, ora computer readable card such as a PCMCIA card and the like, whether ornot such devices are internal or external of the computer module 1201.Examples of computer readable transmission media that may alsoparticipate in the provision of instructions and/or data include radioor infra-red transmission channels as well as a network connection toanother computer or networked device, and the Internet or Intranetsincluding e-mail transmissions and information recorded on Websites andthe like.

The methods of the following embodiments may alternatively beimplemented in dedicated hardware such as one or more integratedcircuits performing the functions or sub functions of the describedprocesses. Such dedicated hardware may include graphic processors,digital signal processors, or one or more microprocessors and associatedmemories.

XML Document Structure

The structure of an XML document is defined as a mathematical tree. Anexemplary XML document is shown in FIG. 1A, and a corresponding treestructure of the XML document is shown in FIG. 1B.

Three type of nodes are present in the XML document: element nodes(shown in bold in FIG. 1A), attribute nodes (shown underlined), and textnodes which are the data values of the element nodes (shown in italics).

An XML tree is typically constructed from an XML document according tothe following rules:

-   -   The root node of the XML document is the root node of the XML        tree.    -   The parent-child relationship of the element nodes in the XML        tree correspond to the parent-child relationship of the elements        in the XML document.    -   Attributes of the elements in the XML document are represented        as child nodes of the XML tree. Attribute child nodes (such as        “name” and “age”) are placed before the element child nodes.    -   Attribute child nodes and element child nodes follow the same        order as in the XML document.    -   Text nodes are represented as child nodes of their containing        element nodes. Text nodes are given an arbitrary name like #text    -   Empty elements of the form <name/> are equivalent to        <name></name> and are given an empty text node as a child.    -   The nodes are numbered sequentially (with integer numbers)        starting from 1 in the breath-first order of the tree. A number        assigned to a node in this way is termed its node ID (ID is used        as an abbreviation of the term “identifier”).

The structure of an XML document is defined by a structure IDmathematically calculated from its corresponding tree structureconstructed according to the above defined rules.

A sub-tree of an XML tree is a fragment of the XML document. Thestructure ID of a sub-tree is indicative of the structure of the XMLfragment. The node ID of the root node of the sub-tree is the fragmentID of the fragment.

For example, the sub-tree beginning at the first student node of thetree of FIG. 1B corresponds to the XML fragment:

<student  name=“Sumit” age=“15”>    <subject>History</subject>   <marks>75</marks> </student>

The sub-tree beginning at the subject node of the second student nodecorresponds to the XML fragment:

-   -   <subject>Geography</subject>

The tree structure in FIG. 1B can be generated from the XML data byparsing the data with an appropriate parser. For example, a DocumentObject Model (DOM) parser which creates an object tree from XML data maybe used. From the parent-child relationships between the nodes withinthe object tree, the node IDs can be assigned to each attribute andelement names and values as illustrated in FIG. 1B.

The labelled tree structure in FIG. 1B can be represented in threeparts:

-   1. The tree structure without names and values (as shown in FIG.    1C).-   2. A mapping between the node IDs and the corresponding node names,    as shown in the following table (#text nodes are not included):

Node ID Node Name 1 students 2 student 3 student 4 name 5 age 6 subject7 marks 8 name 9 age 10  subject 11  marks

-   3. A mapping between the node IDs and the corresponding node values,    as shown in the following table (nodes without value are not    included):

Node ID Node Value  4 Sumit  5 15  8 Reva  9 16 12 History 13 75 14Geography 15 68

When the labelled tree structure represents a document, the treestructure is further represented by a fourth part, being a mapping ofthe structure ID of the tree to the name of the document represented bythe tree.

A tree structure that is part of a larger tree structure (for example, asub-tree) may be stored separately from the main tree for the purpose ofstructure-base queries, and the like.

The sub-tree is treated as a separate tree having a root node ID of 0.1The 3 parts of the sub-tree (structure ID, node ID to name mapping, nodeID to value mapping) as well as an addition fragment ID of the sub-treeare stored. Referring to the Library, Book, and Journal trees of FIGS.5A-5C, for example, Library is the main tree, whilst Book and Journalmay be sub-tree which are desired to be stored separately.

In FIG. 5B, the Book structure is stored as a separate tree, includingthe 3 parts representing the tree as described above. Additionally, toshow the connection with the main tree Library, a mapping of thefragment ID of the Book sub-tree (node 2 in the Library tree) to theLibrary tree is stored. This mapping can be stored as, for example, afragment ID of Book vs. name of Library document, or fragment ID of Bookvs. structure ID of Library, or a combination of the above.

Alternatively, the sub-tree is not treated as a separate tree from themain tree. Instead, the node IDs of the main tree are used to representthe node IDs of the sub-tree. Referring again to the Library, Book, andJournal example of FIGS. 5A-5C, the Book sub tree is stored with theusual 3 parts described above, but additionally, the node IDs of theBook sub-tree are made a part of the node IDs of the Library tree.Additionally, to show the connection with the main tree Library, amapping of the fragment ID of the Book sub-tree to the Library tree isstored. This mapping may be stored in multiple ways such as a mapping offragment ID of Book vs. name of Library document, or fragment ID of Bookvs. structure ID of library, or a combination of both.

In cases where the main tree has multiple sub-trees having the samestructure ID, in addition with the above-mentioned way of storing treefragments, the index of the fragment is stored as well. For example, theindex of Sumit in FIG. 1B is 1, and that of Reva is 2.

Thus, for a fragment, the tree is represented with the following parts:

-   -   Structure ID of the fragment    -   Mapping between node IDs and node names    -   Mapping between the node IDs and node values    -   Mapping between the main tree and sub-tree using the fragment ID        of the sub-tree    -   If there are multiple sub-trees with the same structure ID,        associating the index of the sub-tree in the mapping described        in part 4. (i.e., fragment ID[index] of sub-tree vs. document        name and/or structure ID of the main tree)

The tree structure shown in FIG. 1C can be concisely represented as astructure ID. Calculation of a structure ID is described below. Itshould be apparent to a person skilled in the art that other similarform of mapping may be constructed and such mappings would fall withinthe scope of the present invention.

Calculating Structure ID

FIGS. 2A and 2B illustrate two tree structures. Both trees have the samenumber of nodes but different structures. Node IDs are first assigned toeach node of a tree in the following manner:

-   -   The root node is assigned number 1.    -   As the tree is traversed from node to node, each node is        assigned a number 1 greater than the previously assigned node        number.    -   Node ID assignment is complete when all nodes have been assigned        a node ID.    -   At any particular level (nodes having the same depth) of the        tree, nodes are traversed from left to right sequentially    -   When the last node of the level is reached the next node to        traverse (if it exists) is the first node of the next level

In the above manner all nodes of a tree are traversed, and node IDs areassigned to each node. Each tree node has a distinct node ID. Two treeshave the same structure if the number of child nodes is the same forevery node having the same node ID. This defines the condition foruniqueness of tree structures. As per this condition, the trees of FIGS.2A and 2B have different structures since node 2 has two child nodes inthe tree of FIG. 2A but 3 child nodes in the tree of FIG. 2B. The aboveproperty of a tree can be mapped to a unique natural number, hereinafteralso referred to as a structure ID of a tree.

For a tree having k parent nodes assigned with node IDs n₁, n₂, . . . ,n_(k), and where each parent node has respectively m₁, m₂, . . . , m_(k)child nodes, prime numbers p₁, p₂, . . . , p_(k) are assigned to eachparent node. Prime number p₁ is the n₁ ^(th) prime number in the naturalset of numbers, p₂ is the n₂ ^(th) prime number in the natural set ofnumbers, and p_(k) is the n_(k) ^(th) prime number in the natural set ofnumbers. A Parent-Child table as indicated in Table 1 can be constructedas follows:

TABLE 1 Parent Node IDs n₁ n₂ — n_(k) Number of Children m₁ m₂ — m_(k)Prime Number p₁ p₂ — p_(k)

The structure ID is calculated as a product of several factors of theform p^(m), where p is a prime number corresponding to a node ID, and mis the number of children of the node:Structure ID=p ₁ ^(m1) *p ₂ ^(m2) * . . . *p _(k) ^(mk)  (1)

As every natural number has unique prime factors, a structure ID isunique to a tree structure.

The Parent-Child table for the tree of FIG. 2A is illustrated in Table2:

TABLE 2 Parent Node IDs 1 2 3 5 8 Number of Children 2 2 3 1 1 Primescorresponding 2 3 5 11 19 to parent node IDs

Using the information from Table 2 in Equation (1), the structure ID is:

$\begin{matrix}{{{Structure}\mspace{14mu}{ID}} = {2^{2}*3^{2}*5^{3}*11^{1}*19^{1}}} \\{= 940500}\end{matrix}$

Similarly, the Parent-Child table for the tree of FIG. 2B is illustratedin Table 3:

TABLE 3 Parent Node IDs 1 2 3 6 8 Number of Children 2 3 2 1 1 Primescorresponding to 2 3 5 13 19 parent node IDs

And using the information from Table 3 in Equation (1) the structure IDis:

$\begin{matrix}{{{Structure}\mspace{14mu}{ID}} = {2^{2}*3^{3}*5^{2}*13^{1}*19^{1}}} \\{= 666900}\end{matrix}$

The above calculation can be applied to an XML document using DocumentObject Model parsing (DOM parsing) to first convert the XML document toan object tree. The nodes output by DOM parsing are added to a growinglist called the Main List. Creation of a Main List is described withreference to the XML document shown in FIG. 1A.

The root node of the XML document is the first element of the Main List,hence the “students” node is first added to the Main List. The firstelement of the Main List is given serial number “1.” The contents of theMain List at this point are:

Main List 1. students node.

The attributes and child elements are next determined for each node nowin the Main List. The attributes and child elements are stored in atemporary list with attributes first and child elements next. Thetemporary list is called the Attributes-And-Elements-List.

For the XML data of FIG. 1A, the Attributes-And-Elements-List of theroot node has two nodes, and the contents of which are:

Attributes-And-Elements-List (root) student (for the first student“Sumit”) student (for the second student “Reva”)

The contents of the Attributes-And-Elements-List for the root node areadded (in order) to the Main List. The Main List, after this additionis:

Main List 1. students 2. student (the first student “Sumit”) 3. student(the second “Reva”)

Each node of the Attributes-And-Elements-List is then traversed, andanother Attributes-And-Elements-List created for each of the traversednodes. The contents of the newly created Attributes-And-Elements-Listare also added to the Main List.

The Attributes-And-Elements-List for the first student “Sumit” is:

Attributes-And-Elements-List (first student) name (for the firststudent) age (for the first student) subject (for the first student)marks (for the first student)

The Attributes-And-Elements-List of the second student “Reva” is:

Attributes-And-Elements-List (second student) name (for the secondstudent) age (for the second student) subject (for the second student)marks (for the second student)

The contents of the Main List is therefore:

Main List 1. students 2. student (the first student) 3. student (thesecond student) 4. name (for the first student) 5. age (for the firststudent) 6. subject (for the first student) 7. marks (for the firststudent) 8. name (for the second student) 9. age (for the secondstudent) 10. subject (for the second student) 11. marks (for the secondstudent)

The above creation of Attributes-And-Elements-Lists is performed for allnodes in all Attributes-And-Elements-Lists of higher nodes. The MainList upon completion of the above process on all nodes is:

Main List 1. students 2. student (the first student) 3. student (thesecond student) 4. name (for the first student) 5. age (for the firststudent) 6. subject (for the first student) 7. marks (for the firststudent) 8. name (for the second student) 9. age (for the secondstudent) 10. subject (for the second student) 11. marks (for the secondstudent) 12. #text (History) 13. #text (75) 14. #text (Geography) 15.#text (68)

The completed Main List is a sequential list of the attributes andelements of each tree node in a specific order. A Parent-Child table canbe constructed from the Main List. The Main List is traversed insequential order starting from position 1. For each node, the positionof the node in the Main List is obtained as the node's ID. Further, thenumber of attributes and child elements of the node is obtained. If thenumber of attributes and child elements is greater than zero, the nodeID, the number of attributes, and the child elements are added to theParent-Child table.

The number of attributes and child elements of each node in the MainList are:

Number of Node attributes and ID Node Name child elements 1 Students 2 2student (the first student) 4 3 student (the second student) 4 4 name(for the first student) 0 5 age (for the first student) 0 6 subject (forthe first student) 1 7 marks (for the first student) 1 8 name (for thesecond student) 0 9 age (for the second student) 0 10 subject (for thesecond student) 1 11 marks (for the second student) 1 12 #text (History)0 13 #text (75) 0 14 #text (Geography) 0 15 #text (68) 0

The Parent-Child table for the above Main List above is illustrated inTable 4 below:

TABLE 4 Node ID 1 2 3 6 7 10 11 Number of attributes and child elements2 4 4 1 1 1 1

The structure ID is calculated from the Parent-Child Table using theaforementioned formula (Equation (1)). As the largest node ID is 11,prime numbers up to the 11th prime number need to be obtained.

The first 15 prime numbers are:

Index 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Prime 2 3 5 7 11 13 17 19 2329 31 37 41 43 47

Adding the prime numbers to the Parent-Child table (Table 4) incorrespondence with the Node IDs, gives:

TABLE 5 Node ID 1 2 3 6 7 10 11 Prime Numbers 2 3 5 13 17 29 31 Numberof attributes and child elements 2 4 1 1 1 1 1

The structure ID is computed using Equation (1) and the information inTable 5 which is the parent-child table for the Main List to be:

$\begin{matrix}{{{Structure}\mspace{14mu}{ID}} = {2^{2}*3^{4}*5^{4}*13^{1}*17^{1}*29^{1}*31^{1}}} \\{= 40232497500}\end{matrix}$

As an XML fragment is a sub-tree of an XML tree, the calculation of astructure ID can be similarly applied to fragments. In this case, thefragment node is considered the root of the sub-tree for which thestructure ID is to be calculated. FIG. 3 illustrates an XML fragment,which is a sub-tree of the tree of FIG. 2A.

In FIG. 3 the numbers in parenthesis are the node IDs of the sub-tree asthey were assigned when the sub-tree was considered together with thetree of FIG. 2A. To calculate the structure ID of the sub-tree, thesub-tree is isolated from the main tree, and new node IDs assigned. Thefragment node (node 2) is the root node of the new tree. The newlyassigned node IDs are shown in FIG. 3 within the nodes.

The Parent-Child table of the sub-tree is illustrated in Table 6 below:

TABLE 6 Parent Node IDs 1 3 Number of Children 2 1 Primes corresponding2 5 to parent node IDs

The steps for calculating the structure ID of an XML fragment are thesame as those for calculating the structured ID of an entire XMLdocument except that the process begins from the root node of thesub-tree. The root node of a sub-tree can be determined by traversingthe DOM object tree using the DOM APIs if the fragment ID of thesub-tree/fragment is not given:

If the fragment ID is given, the root node is obtained from the positionof the node in the Main List. Specifically, the node whose node IDequals the fragment ID is the root node of the sub-tree.

The structure ID of the sub-tree is calculated using Equation (1) andthe information of Table 6 to be:

$\begin{matrix}{{{Structure}\mspace{14mu}{ID}} = {2^{2}*5^{1}}} \\{= 20}\end{matrix}$Structure Based Routing

Structure-based routing is described with reference to the arrangementshown in FIG. 4, in which subscribers 410, 420 subscribe to differentportions of a document 430, identified by structural semantics. A router440 filters specific portions of the document 430 and sends them to theappropriate subscriber 410, 420. Subscription based on structuralsemantics allows the subscription data to remain unchanged even if theattribute and element names of the document are altered.

Routing of data in an XML document is realized by one or more ofmatching subscription information against the structure ID of an XMLdocument/tree, the structure ID of one or more XML fragments/sub-trees,and a numerical range of structure IDs of full XML documents or XMLfragments. Routing may also be realized by matching the structure ID ofan XML fragment against a structure ID of a full XML document.

The router 440 stores a map of XML structure IDs vs. subscriber IDs,such that routing of the XML document 440, or fragments thereof, can berealized by obtaining the structure ID of the input XMLdocument/fragment and routing it to subscribers 410, 420 of thatstructure ID.

Alternatively, the router 440 may perform matching base on the structureID of one or more XML fragments, where for each input XML document, therouter determines the structure IDs of all XML fragments of thatdocument, and routes matching XML document fragments to subscribers 410,420 of respective fragments.

Still further, the router 440 may match the structure ID of an XMLfragment against a fragment ID of an XML document. For each input XMLdocument, the router 440 determines the structure ID of the fragmentcorresponding to the given fragment ID. If the computed structure ID ofthe fragment matches the subscribed structure ID, the router 440 routesthe matching XML document to the subscriber 410, 420.

In any of the above approaches, the router may also match the structureID of the XML document/fragment to a numerical range of structures IDs.Combination of one or more of the above routing implementations may alsobe employed.

Routing of XML data using structure base encoding of XML documents isdescribed with reference to the exemplary XML document and correspondingtree structure of FIGS. 5A-5C.

FIG. 5A shows the tree structure of an XML document “Library” and itscorresponding XML code. “Library” contains sub-trees corresponding toXML fragments “Book” and “Journal.” The tree structures of “Book” and“Journal,” and corresponding XML code, are shown in FIGS. 5B and 5C. Theroot of “Book” is node 2 of “Library,” and the root of “Journal” is node3 of “Library.” The structure IDs of “Library,” “Book,” and “Journal”are:

-   -   Library=843628500    -   Book=280    -   Journal=280        calculated using Equation (1) described above for calculating        structure ID.

The XML document “Library” is provided to the router 440 as input.Subscriber1 410 subscribes to the “Book” fragment of the “Library” andSubscriber2 420 subscribes to the “Journal” fragment of the “Library.”The subscription information includes the document name and the fragmentstructure ID. The fragment structure IDs will hereinafter be referred toas <Book> and <Journal> in place of their actual numerical valuestructure ID to facilitate easier description. Similarly, the structureID of the “Library” structure will hereinafter be referred to as<Library>.

An operation to route/transfer the values of the “Book” fragment toSubscriber1 involves:

-   -   A query operation to find the leaf nodes of the fragment, and    -   Query arguments: structure ID=<Library>; fragment structure        ID=<Book>.

The first query argument <Library> may be obtained either from aninternal mapping of document name vs. structure ID accessible by therouter, or by parsing the document. The second query argument <Book> maybe obtained from the subscription information. The router 440 createsthe node ID vs. node value mapping by parsing the document, preferablyon the <Book> fragment, and represents the mapping as an XML tree.

The router 440 performs a query of the <Book> fragment to map the nodeIDs of the fragment to node labels, and obtains the output node IDs 4(id), 5 (Title) and 6 (Author). The node values corresponding to theoutput node IDs are obtained. The output values are “B001,” “NumericalAnalysis,” and “Fred Jones,” which are then sent to the Subscriber1 410.

The subscription information for Subscriber1 410 is for exampleLibrary.XML (document name) and <Book> (fragment Tree Code). Thesubscription information does not include element or attribute names ofthe document. In this manner, even if the attribute or element names arealtered in the actual document, the subscription information does notchange. For example, if the “id” attribute name of the Book fragment inLibrary.XML is updated to “isbn,” the subscription information does notchange.

FIG. 6 illustrates another exemplary data transfer arrangement. In FIG.6, XML data 620 is routed/transferred from a sender 600 to a receiver610. The sender 600 and receiver 610 may each be a computer system 1201such as that illustrated in FIG. 12. The sender 600 and receiver 610 areconnected by a network path. The network path may be, for example, anetwork path connecting distributed systems via one or more of the WideArea Network 1220, and the Local Area Network 1222 of FIG. 12. The XMLdata may be a full XML document, or fragment of XML data content. Thereceiver 610, upon receiving the transferred XML data, performsappropriate operations thereon to, for example, store, update, query, orretrieve data.

FIGS. 7A and 7B illustrate exemplary XML data and corresponding treestructures. The tree structures contain nodes which are individuallynumbered. Each structure is provided with a unique structure ID by whichthe structure can be identified. Further, each node is provided with anode ID by which the nodes can be identified.

In FIGS. 7A and 7B, the student data structure has a structure ID of“14144” and the address data structure has a structure ID of “5445440.”Nodes of the student data structure are respectively numbered with nodeIDs 1 to 9 beginning from the highest level to the lowest level, andcounting from the left to the right within each level. Similarly, nodesof the address data structure are respectively numbered with node IDs 1to 12.

The data content of FIG. 7A contains information regarding a student,and includes data items for a student ID, name, age, address ID,subject, and marks for the subject. The data content of FIG. 7B containsinformation regarding a student's address, and includes data items foran address ID, house number, street, city, country, and PIN.

Routing of XML data according to arrangement of FIG. 6 is illustrated byway of the following examples. In the following examples, the XML dataof FIGS. 7A and 7B is routed from the sender 600 to the receiver 610 inpredetermined formats. The format includes a predetermined delimiter forseparating multiple data items, predetermined separator for parsing, thestructure ID of the XML data structure, node IDs of the nodescorresponding to the data content, and values corresponding to the nodeIDs.

Example 1

Example 1 is an operation to update “Sumit's” mark from “75” to “78.”

Transfer data is generated from the XML data to have a format of:

<delim>:<sep>: 14144<sep>2<sep>S001<sep>9<sep>78

Setting the predetermined symbol for <sep> as “#,” and the predeterminedsymbol for <delim> as “%,” the data sent from the sender to the receiveris:

%:#:14144#2#S001#9#78

Sending the above data in relation to an update operation, causes thedata to be interpreted by the receiver as a request to update node 2(student ID) of structure “14144” (student structure) with the value“S001” and to update node 9 (marks) of the same structure with the valueof “78.” Updating of the student data structure is hence realized.

Example 2

Example 2, is an operation for updating a “Sumit's” mark “75” to “78,”and “Sumit's” house number from “10” to “12.” Transfer data is generatedfrom the XML data at the sender's side having a format of:

%:#:14144#2#S001#9#78%5445440#2#A001#8#12

Here:

“14144” is the structure ID of the student data structure

“2” is the node ID of the “ID” node

“S001” is the value for node 2

“9” is the node ID of the marks node

“78” is the value corresponding to node 9

“5445440” is the structure ID of the address data structure

“2” is the node ID of the “ID” node

“A001” is the value corresponding to node 2

“8” is the node ID of the “House Number” node

“12” is the value corresponding to node 8

Upon receiving the transfer data from the sender, the receiver extractsthe delimiter and separator from the transfer data and extracts the dataitems from the transfer data which are delimited by the delimiter. Foreach data item, the receiver obtains the XML structure ID, the node IDs,and corresponding values. Appropriate data operation and manipulation(e.g., update, addition, deletion, etc.) can then be performed by thereceiver on the XML data having the extracted structure ID and node IDs.

Sending the above data in relation to an update operation causes thedata to be interpreted as a request to update node 2 (student ID) ofstructure “14144” (student structure) with the value “S001” and toupdate node 9 (marks) of the same structure with the value of “78.”Further, the receiver updates node 2 (ID) of structure “5445440”(address structure) with the value “A001,” and updates node 8 (HouseNumber) with the value “12.”

XML data routing according to the example of FIG. 6 involves thegenerating of the XML data to be transferred, detecting the nodes(represented by node IDs) of the XML data to be sent, obtaining the nodevalues of the nodes to be sent, the selecting of an appropriateseparator and delimiter for the XML data, and the arrangement of the XMLdata into the predetermined format.

The values of the nodes to be sent, if to be obtained from the XMLdocument, can be obtained using the previously described Main List (DOMParsing) to map the node ID of a node to its node value. Thus the valueof a node can be readily obtained by looking up the node ID of a node tobe sent from the Main List and retrieving the node value mapped thereto.

The separator and the delimiter need only be defined once at thebeginning of the XML data, and may be defined using characters, symbols,strings, and the like, as best suits the application. Preferably,separators and delimiters that do not conflict with the XML data valuesare selected.

The data transferred according to the arrangement of FIG. 6 does notcontain tag or attribute meta-data of the XML document: As a node ID isutilized to identify an updated tag or attribute, and the node ID isappreciably smaller than an XPath expression, data transfer efficiencyin terms of reduced redundancy is achieved. Additionally, as thestructure ID is used to identify the XML document, XML file names toidentify the data need not be transferred. The XML file names of XMLdocuments/filed stored by the receiver can hence be encrypted to hidethe context of the information, or not stored at all on the receiver'send.

Structure-Based Query

A structure-based query is a query performed on tree structures where noelement or attribute names/values are involved. The inputs to thestructural queries are structural artefacts such as node ID, fragment IDand the like. The fragment ID represents the node ID of the root node ofa sub-tree, and the term fragment is used synonymously with the termsub-tree. The outputs from the structural query process are node IDswhich are termed output node IDs. The inputs and outputs of structuralqueries are not associated with the attribute or element names/values ofa document.

The term “structure-based” as used herein implies that an intermediatestructural query process is involved in a particular process, such as aquery, update, etc. The use of the intermediate structural query processovercomes the drawbacks previously mentioned. A structure-based queryinvolves the steps shown in FIG. 8, and described below.

Structure based query of data may be applied, for example, to datamirror sites. For example, a minor site may be set up by one party usinga third-party host. The data stored by the host may be encrypted fromthe host such that the context and content of the data stored by thehost (but belonging to the party) is not revealed to the host. In thecase of XML data, the XML elements and attribute names, as well as theXML files names may be encrypted. Provision of the XML structure ID issufficient for the host to identify the appropriate XML file to read.Similarly, provision of a fragment root ID and a node ID is sufficientfor the host to identify which value to retrieve or update.

Structural Query Creation

Formulation of any query as a structural query is realized by viewingthe entire document as a tree structure and selecting an appropriatestructural query which returns the node IDs of the attribute or elementnames/values desired. A structural query can be formulated from inputssuch as a document template or a document schema. A document template isa partial document which does not contain any node values and is meantto convey only the node names and the document structure. A schemadescribes the structure of a document. Structural query inputs containonly structural entities such as the structure ID, fragment ID, etc. Theinputs do not contain element or attribute names of the document. Astructural query returns node IDs. A node ID can either refer to a nodename or a node value. The output type that is desired (whether name orvalue) is included with the structural query inputs. This step may beperformed during design, and the structural query inputs along with theoutput type may be pre-configured in the system.

Structural Query Processing

Processing of a structural query results in the output of node IDs.Output node IDs are node IDs whose names or values need to be sent asoutputs.

Name Mapping and/or Value Mapping

Based on the output type and the output node IDs, the names and/orvalues corresponding to the output node IDs are sent as output. Theabove process is illustrated by way of the following example withreference to the trees illustrated in FIGS. 5A-5C:

The tree structure of FIG. 5A is represented with:

-   -   A structure ID denoted as <Library>,    -   A mapping between node IDs and node names,

Node Node ID Name 1 Library 2 Book 3 Journal 4 id 5 Title 6 Author 7 id8 Title 9 Year 10 Volumeand

-   -   A mapping between node IDs and node values.

Node Node ID Value 4 B001 7 J001 11 Numerical Analysis 12 Fred Jones 13Journal of Mathematics 14 2006 15  12

“Library” is designed in such a way that the “Book” and “Journal”fragments have different fragment structure IDs. This allows “Book” and“Journal” to be filtered from “Library” using structural queries.

An operation to retrieve the “Journal” details (i.e., id, Title, Yearand Volume values) from “Library,” involves:

-   -   A query operation to find all the leaf nodes of a fragment        specified by a fragment structure ID, and    -   Query arguments: structure ID=<Library>, and fragment structure        ID=<Journal>.

The query can be formulated during design time and pre-configured. Asoftware tool may be used to automate some of the query creation steps,such as determining the structure ID of a fragment from its node name,etc. The output type required is node values. The output type isincluded with the structural query inputs.

The output node IDs for a structural query may be pre-determined fromthe tree representation of the document and stored as separate mappings(structural query vs. corresponding output node IDs). Alternately, theoutput nodes Ids corresponding to a structural query may be determineddynamically during the query execution time.

The structural query processing results in the following node IDs asoutputs:

-   -   7, 13, 14, 15

The output type indicates that values of the output nodes are desired.Hence from the output node IDs, the corresponding values are obtainedfrom the mapping provided. The output values are:

-   -   J001, Journal of Mathematics, 2006, 12

When multiple documents are involved in structure-based processing, thename and value mapping provided by the above tables need to beassociated with the corresponding document names (which are assumed tobe unique). The document name needs to be passed along with thestructural query inputs. The structure ID may be dropped from theargument list of the structural query by maintaining a mapping betweenthe document name and the structure ID within the structural queryprocessor:

Document Name Structure ID Library.xml <Library> — —where <Library> represents the Tree Code of the document “Library.xml.”

The introduction of a structural query processing stage in the overallquery processing operation assists in overcoming the previouslymentioned drawbacks. This is illustrated with reference to thearrangement shown in FIG. 9, where multiple clients query a data store.Here the clients 910, 920 may not be an end user but a client componentwhich queries and updates a data store. Data transfer takes placebetween the clients 910, 920 and the data store 930. The clients queryand update the data stored in the data store 930.

If the query creation and query processing is performed on the clientside, only output node IDs and output type need to be passed between theclient 910, 920 and the data store 930, where value mapping will beperformed. The output node ID may be represented by a numerical value,and the output type may be represented with a single character “V” toindicate value. This data is significantly shorter compared to a labelpath-based expression especially when the attribute and element namesare long and nesting is deep.

The inputs and outputs of a structure-based query do not containattribute and element names. Hence, if structural query processing isperformed either on the client side (which will require transferring thestructural query process outputs) or the data store side (which willrequire transferring the structural query process inputs), the contextof the information transferred is not revealed.

With structure-based query, node IDs are used to identify contentinstead of node names. Hence, even if the node names differ, the queryis still able to identify the appropriate data. By using the documenttemplate to create a structure-based query, inputs can have attributeand element names in a language different to that of the names presentin the node ID-node name mapping. This resolves globalization issueswhere element and attribute names are different across the clients andservers.

With structure-based query, if only element and attribute values need tobe queried, the only data that needs to be stored in the data store isthe node ID vs. node value mapping. The structural query processing canbe performed on the client side, and the output node IDs passed toobtain the output values. Thus the context of the data stored is againhidden.

Examples of Structural Queries

Structure-Based

A structural query is represented by three parts:

(a) Operation name

(b) Inputs taken

(c) Outputs obtained

The following structural queries refer to the tree of FIG. 1B. Forclarity and convenience, structure IDs are referred to using the elementnames of FIG. 1B surrounded by angle brackets, instead of a numericalvalue. For example, the structure ID of the entire tree will be referredto as <students> and the structure ID of a student fragment will bereferred to as <student>.

1. Operation: Find the structure ID of a fragment.

Inputs: structure ID=<students>, fragment root ID=2

Outputs: <student>

2. Operation: Find all the nodes of a fragment.

Inputs: structure ID=<students>, fragment root ID=2

Outputs: 2, 4, 5, 6, 7, 12, 13

3. Operation: Find the first N nodes of a fragment.

Inputs: structure ID=<students>, fragment root ID=2, number of nodes=4

Outputs: 2, 4, 5, 6

4. Operation: Find the nodes of the i^(th) sibling of a fragment.

Inputs: structure ID=<students>, fragment root ID=2, sibling sequence=3

Outputs: 6, 12

5. Operation: Find the i^(th) child node of a node.

Inputs: structure ID=<students>, node ID=2, sibling sequence=3

Output: 6

6. Operation: Find the leaf nodes of the tree.

Inputs: structure ID=<students>

Outputs: 4, 5, 8, 9, 12, 13, 14, 15

7. Operation: Find the leaf nodes of a fragment.

Inputs: structure ID=<students>, fragment root ID=2

Outputs: 4, 5, 12, 13

8. Operation: Find the root nodes of a given fragment specified by itsstructure ID.

Inputs: structure ID=<students>, structure ID=<student>

Outputs: 2, 3

9. Operation: To find the ancestors of a node.

Inputs: structure ID=<students>, node ID=9

Outputs=1, 3

10. Operation: To find the descendants of a node.

Inputs: structure ID=<students>, node ID=3

Outputs: 8, 9, 10, 11, 14, 15

In addition the node type (element name, element value or attributenode) of a node of XML data can be determined. This feature can addfiltering based on node types.

Structure-Based Update

Structure-based updates are similar to structure-based queries. Instructure-based updates, new values which need to be updated are passedalong with the query inputs. The output node IDs obtained during thequery processing stage locates the nodes to be updated with the newvalues. The new values are updated in the name and value maps.

Structure-Based Filtering

Structure based identification of XML documents using structure ID canbe employed in the classification of XML documents. XML documents can beclassified based on their structures and structural ranges. They may bestored in databases from which they can be queried based on theirstructures. XML documents can be further filtered based on theirstructures. This is useful when XML documents of a particular structureID are sought, and any other XML document of a different structure IDare to be rejected. XML documents whose content cannot be determined canalso be identified using structure base identification. This techniquecan be used in applications where the content of the XML files cannot bedetermined but the XML documents can be distinguished based on theirstructures, such as when the XML tags and values of an XML document areencrypted.

Structure-based filtering allows a concise representation of an XMLdocument to be passed along a process, and relevant data filtered fromthis concise representation. The filtering provides node IDs as output.The actual data is queried from a data store after the filteringprocess. This mechanism addresses the 4^(th) disadvantage (no conciserepresentation of XML for filtering information) previously described inthe background. FIG. 10 shows a simple scheme for structure basedfiltering.

Structure-based filtering is described with reference to the arrangementof FIG. 10, and the Library XML document of FIG. 5A. Filter1 1010 is setto extract the “Book” fragment from the “Library” and Filter2 1020 isset to extract the “Journal” fragment from the “Library.” The documentname and the structure ID of the Library (which is represented as<Library>) are passed along the filtering process. Filter1 1010 performsa structure-based query to obtain the leaf nodes of the “Book” fragmentfrom the structure represented by the <Library> structure ID.

The structural query inputs for this operation are:

Query Operation: Find the leaf nodes of a fragment.

Query Arguments Structure ID=<Library>, fragment Structure ID=<Book>.

The output type is a value.

The first query argument <Library> is the concise representation of thedocument which is passed to the filter along with the document name. Theother inputs are pre-configured in the filter. The structural queryreturns the output node IDs 4 (id), 11 (Title) and 12 (Author). Thisstructural query operation forms the filtering process. After thisfiltering process, the filter obtains the values associated with theoutput node IDs from the data store. The query inputs passed are thedocument name and output node Ids. The query outputs are the outputvalues of the corresponding nodes (B001, Numerical Analysis and FredJones).

The same operations are performed by Filter2, which filters the“Journal” fragment.

Filtering is performed on a concise representation of the document(i.e., the structure ID) and not the actual document: Hence, the conciserepresentation may be passed across a workflow/process instead ofpassing the actual document (which may be too large to pass across thenetwork).

This results in a significant reduction in data transferred across thenetwork. The filtering process is also sped up since the filtering doesnot require parsing on actual documents but instead performscomputations on the structure ID and subsequent querying of output nodevalues from the data store.

Structure base filtering and identification of XML documents canadditionally be used in structural based coding of XML documents.Structural based coding can be used to differentiate between XML fileshaving the same structures and similar content, by adding redundant tagsto differentiate them structurally. For example, redundant tags addedimmediately after the root node, will have the same fragment ID for allXML documents. Thus different XML files can be differentiated by thiscombination of fragment root ID and fragment structure ID.

Special Cases and Determining Node Type from Structure ID

In some cases, two different XML documents may be represented by havingthe same tree structure. For example, the XML data:

<Parent attr1=”A1” attr2=”A2”>    <Child>hello</Child> </Parent>has the tree representation shown by FIG. 11A, and the XML data:

<Parent  attr1=”A1”>        Text1  <Child>hello</Child> </Parent>has the tree representation shown by FIG. 11B.

The trees in FIG. 11A and FIG. 11B are structurally equivalent. However,it is ambiguous whether node 3 is an attribute node or a value node. Thecase where the conflicting node is a value node is referred to as aspecial case and the corresponding node is referred to as a specialnode. In contrast the cases where the conflicting node is an attributenode is referred to as the general case. FIG. 11A therefore represents ageneral case, and FIG. 11B represents a special case. In FIG. 11B, node3 is a special node. Special nodes have the property that they are valuenodes and their parent nodes have grandchild nodes.

The structure ID in such conflicting cases is made unique by appendingthe special nodes for special cases to the structure ID of thecorresponding general case. For example, the structure ID of FIG. 11B isrepresented as <Parent> (3), where node 3 is a special node since itsparent node (node 1) has a grandchild node (node 5). If a tree hasmultiple such special nodes, they are appended as a list, for example, acomma-separated list.

The node type of an XML tree can be determined from its structure ID inthe following manner:

-   -   Leaf nodes are nodes which do not have child nodes.    -   A node is an attribute node if it is a leaf node, not a special        node and its parent node has a grandchild node.    -   If a parent node has only leaf nodes as children, the last leaf        node must be a value node, and all other leaf nodes are        attribute nodes. This is illustrated in FIG. 11C.    -   If a parent has only one leaf node as child, that node must be a        value node. This is illustrated in FIG. 11D.    -   The leaf nodes which are not attribute nodes are value nodes.    -   Nodes which are neither attribute nodes nor value nodes are name        nodes.    -   Empty tags are taken to be equivalent to begin and end tag with        an empty value node in it. This is illustrated by FIG. 11E

The foregoing describes only some embodiments of the present invention,and modifications and/or changes can be made thereto without departingfrom the scope and spirit of the invention, the embodiments beingillustrative and not restrictive.

What is claimed is:
 1. A method for storing, accessing, and routing datavalues of an extensible markup language (XML) document without revealingcontext-identifying metadata that describes the data values orencrypting the data values, comprising: generating a tree structure fromthe data values of the XML document by parsing the XML document with aDocument Object Model (DOM) parser, creating the tree structureincluding a plurality of nodes that are each sequentially assigned awhole number integer node identifier (ID) from a sequential set ofnatural numbers, with each node being characterized by one of a set ofnode value(s) extracted from the respective data values of the XMLdocument, where the tree structure omits the context-identifyingmetadata; calculating, using the whole number integer node IDsidentifiers (IDs) sequentially assigned to each of the plurality ofnodes from the sequential set of natural numbers, a structure identifier(ID) that mathematically defines relationships among and between theplurality of nodes of the tree structure, the structure ID being a setof number(s) that forms a representation of node relationships in thetree structure, with the structure ID being independent of node namesand further independent of the set of node value(s); storing a mappingof the structure ID to the tree structure; and assigning the wholenumber integer node IDs sequentially from the sequential set of naturalnumbers to each node of the tree structure, wherein each parent node ofthe tree structure comprises at least one child node, and wherecalculating, using the whole number integer node IDs sequentiallyassigned to each of the plurality of nodes from the sequential set ofnatural numbers, the structure ID that mathematically defines therelationships among and between the plurality of nodes of the treestructure comprises: selecting, using the assigned whole number integernode ID of a respective parent node as an index, a prime number withinan indexed set of prime numbers that corresponds to the index;calculating the structure ID by calculating a plurality of results,where each result represents one parent node and comprises the selectedprime number raised to a power of a number of child nodes of therespective parent node; and calculating the structure ID as amathematical product of the plurality of results to represent astructure of the tree structure; matching, by a router, subscriptioninformation of one or more subscribers, comprising a subscriberstructure ID against the structure ID of the tree structure, or afragment thereof; filtering, by the router, data values of the XMLdocument corresponding to the subscription information matching thestructure ID of the tree structure or the fragment thereof; formatting,by the router the data values of the XML document corresponding to thesubscription information matching the structure ID or fragments thereofinto a pre-determined format comprising a delimiter separating multipledata items and a predetermined separator for parsing the structure ID ofthe tree structure; and routing, by the router, the data values of theXML document corresponding to the structure ID or the fragment thereofof that matches the subscriber information, to the one or moresubscribers mapped to the subscriber structure ID.
 2. The method ofclaim 1, where assigning the whole number integer node IDs sequentiallyfrom the sequential set of natural numbers to each node of the treestructure comprises assigning a unique whole number integer node ID fromthe sequential set of natural numbers to each node of the tree structurebeginning from a highest level to a lowest level and from a left toright within each level of the tree structure.
 3. The method of claim 1,further comprising storing a mapping of a node name of each node of thetree structure to a respective whole number integer node ID.
 4. Themethod of claim 1, further comprising storing a mapping of a node valueof each node of the tree structure to a respective whole number integernode ID.
 5. The method of claim 1, where the tree structure represents astructure of the XML document, and the calculated structure ID uniquelymathematically identifies a structure of the tree structure of the XMLdocument.
 6. A system for storing, accessing, and routing data values ofan extensible markup language (XML) document without revealingcontext-identifying metadata that describes the data values orencrypting the data values, comprising: a memory; and a processorprogrammed to: generate a tree structure from the data values of the XMLdocument by parsing the XML document with a Document Object Model (DOM)parser, creating the tree structure including a plurality of nodes thatare each sequentially assigned a whole number integer node identifier(ID) from a sequential set of natural numbers, with each node beingcharacterized by one of a set of node value(s) extracted from therespective data values of the XML document, where the tree structureomits the context-identifying metadata; calculate, using the wholenumber integer node IDs sequentially assigned to each of the pluralityof nodes from the sequential set of natural numbers, a structureidentifier (ID) that mathematically defines relationships among andbetween the plurality of nodes of the tree structure, the structure IDbeing a set of number(s) that forms a representation of noderelationships in the tree structure, with the structure ID beingindependent of node names and further independent of the set of nodevalue(s); store a mapping of the structure ID to the tree structurewithin the memory; and assign the whole number integer node IDssequentially from the sequential set of natural numbers to each node ofthe tree structure, wherein each parent node of the tree structurecomprises at least one child node, and where, in being programmed tocalculate, using the whole number integer node IDs sequentially assignedto each of the plurality of nodes from the sequential set of naturalnumbers, the structure ID that mathematically defines the relationshipsamong and between the plurality of nodes of the tree structure, theprocessor is programmed to: select, using the assigned whole numberinteger node ID of a respective parent node as an index, a prime numberwithin an indexed set of prime numbers that corresponds to the index;calculate the structure ID by calculating a plurality of results, whereeach result represents one parent node and comprises the selected primenumber raised to a power of a number of child nodes of the respectiveparent node; and calculate the structure ID as a mathematical product ofthe plurality of results to represent a structure of the tree structure;matching, by a router, subscription information of one or moresubscribers, comprising a subscriber structure ID against the structureID of the tree structure, or a fragment thereof; filtering, by therouter, data values of the XML document corresponding to thesubscription information matching the structure ID of the tree structureor the fragment thereof; formatting, by the router the data values ofthe XML document corresponding to the subscription information matchingthe structure ID into a pre-determined format comprising a delimiterseparating multiple data items and a predetermined separator for parsingthe structure ID of the tree structure; and routing, by the router, thedata values of the XML document corresponding to the structure ID orfragments thereof of that matches the subscriber information, to the oneor more subscribers mapped to the subscriber structure ID.
 7. The systemof claim 6, where, in being programmed to assign the whole numberinteger node IDs sequentially from the sequential set of natural numbersto each node of the tree structure, the processor is programmed toassign a unique whole number integer node ID from the sequential set ofnatural numbers to each node of the tree structure beginning from ahighest level to a lowest level and from a left to right within eachlevel of the tree structure.
 8. The system of claim 6, where theprocessor is further programmed to store a mapping of a node name ofeach node of the tree structure to a respective whole number integernode ID within the memory.
 9. The system of claim 6, where the processoris further programmed to store a mapping of a node value of each node ofthe tree structure to a respective whole number integer node ID withinthe memory.
 10. The system of claim 6, where the tree structurerepresents a structure of the XML document, and the calculated structureID uniquely mathematically identifies a structure of the tree structureof the XML document.
 11. A computer program product comprising acomputer readable storage device including computer readable programcode, where the computer readable program code when executed on acomputer causes the computer to: generate a tree structure from datavalues of an extensible markup language (XML) document by parsing theXML document with a Document Object Model (DOM) parser, creating thetree structure including a plurality of nodes that are each sequentiallyassigned a whole number integer node identifier (ID) from a sequentialset of natural numbers, with each node being characterized by one of aset of node value(s) extracted from the respective data values of theXML document, where the tree structure omits context-identifyingmetadata of the XML document that describes the data values; calculate,using the whole number integer node IDs sequentially assigned to each ofthe plurality of nodes from the sequential set of natural numbers, astructure identifier (ID) that mathematically defines relationshipsamong and between the plurality of nodes of the tree structure, thestructure ID being a set of number(s) that forms a representation ofnode relationships in the tree structure, with the structure ID beingindependent of node names and further independent of the set of nodevalue(s); store a mapping of the structure ID to the tree structure; andassign the whole number integer node IDs sequentially from thesequential set of natural numbers to each node of the tree structure,wherein each parent node of the tree structure comprises at least onechild node, and where in causing the computer to calculate, using thewhole number integer node IDs sequentially assigned to each of theplurality of nodes from the sequential set of natural numbers, thestructure ID that mathematically defines the relationships among andbetween the plurality of nodes of the tree structure, the computerreadable program code when executed on the computer causes the computerto: select, using the assigned whole number integer node ID of arespective parent node as an index, a prime number within an indexed setof prime numbers that corresponds to the index; calculate the structureID by calculating a plurality of results, where each result representsone parent node and comprises the selected prime number raised to apower of a number of child nodes of the respective parent node; andcalculate the structure ID as a mathematical product of the plurality ofresults to represent a structure of the tree structure; match, by arouter, subscription information of one or more subscribers, comprisinga subscriber structure ID against the structure ID of the treestructure, or a fragment thereof; filter, by the router, data values ofthe XML document corresponding to the subscription information matchingthe structure ID of the tree structure or the fragment thereof; format,by the router, the data values of the XML document corresponding to thesubscription information matching the structure ID or fragments thereofinto a pre-determined format comprising a delimiter separating multipledata items and a predetermined separator for parsing the structure ID ofthe tree structure; and route, by the router, the data values of the XMLdocument corresponding to the structure ID or the fragment thereof ofthat matches the subscriber information, to the one or more subscribersmapped to the subscriber structure ID.
 12. The computer program productof claim 11, where in causing the computer to assign the whole numberinteger node IDs sequentially from the sequential set of natural numbersto each node of the tree structure, the computer readable program codewhen executed on the computer causes the computer to assign a uniquewhole number integer node ID from the sequential set of natural numbersto each node of the tree structure beginning from a highest level to alowest level and from a left to right within each level of the treestructure.
 13. The computer program product of claim 11, where thecomputer readable program code when executed on the computer furthercauses the computer to store a mapping of a node name of each node ofthe tree structure to a respective whole number integer node ID.
 14. Thecomputer program product of claim 11, where the computer readableprogram code when executed on the computer further causes the computerto store a mapping of a node value of each node of the tree structure toa respective whole number integer node ID.
 15. The computer programproduct of claim 11, where the tree structure represents a structure ofthe XML document, and the calculated structure ID uniquelymathematically identifies a structure of the tree structure of the XMLdocument.